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merkle_tree.rs
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merkle_tree.rs
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use alloc::{string::String, vec::Vec};
use core::{fmt, ops::Deref, slice};
use winter_math::log2;
use super::{InnerNodeInfo, MerkleError, MerklePath, NodeIndex, Rpo256, RpoDigest, Word};
use crate::utils::{uninit_vector, word_to_hex};
// MERKLE TREE
// ================================================================================================
/// A fully-balanced binary Merkle tree (i.e., a tree where the number of leaves is a power of two).
#[derive(Debug, Clone, PartialEq, Eq)]
#[cfg_attr(feature = "serde", derive(serde::Deserialize, serde::Serialize))]
pub struct MerkleTree {
nodes: Vec<RpoDigest>,
}
impl MerkleTree {
// CONSTRUCTOR
// --------------------------------------------------------------------------------------------
/// Returns a Merkle tree instantiated from the provided leaves.
///
/// # Errors
/// Returns an error if the number of leaves is smaller than two or is not a power of two.
pub fn new<T>(leaves: T) -> Result<Self, MerkleError>
where
T: AsRef<[Word]>,
{
let leaves = leaves.as_ref();
let n = leaves.len();
if n <= 1 {
return Err(MerkleError::DepthTooSmall(n as u8));
} else if !n.is_power_of_two() {
return Err(MerkleError::NumLeavesNotPowerOfTwo(n));
}
// create un-initialized vector to hold all tree nodes
let mut nodes = unsafe { uninit_vector(2 * n) };
nodes[0] = RpoDigest::default();
// copy leaves into the second part of the nodes vector
nodes[n..].iter_mut().zip(leaves).for_each(|(node, leaf)| {
*node = RpoDigest::from(*leaf);
});
// re-interpret nodes as an array of two nodes fused together
// Safety: `nodes` will never move here as it is not bound to an external lifetime (i.e.
// `self`).
let ptr = nodes.as_ptr() as *const [RpoDigest; 2];
let pairs = unsafe { slice::from_raw_parts(ptr, n) };
// calculate all internal tree nodes
for i in (1..n).rev() {
nodes[i] = Rpo256::merge(&pairs[i]);
}
Ok(Self { nodes })
}
// PUBLIC ACCESSORS
// --------------------------------------------------------------------------------------------
/// Returns the root of this Merkle tree.
pub fn root(&self) -> RpoDigest {
self.nodes[1]
}
/// Returns the depth of this Merkle tree.
///
/// Merkle tree of depth 1 has two leaves, depth 2 has four leaves etc.
pub fn depth(&self) -> u8 {
log2(self.nodes.len() / 2) as u8
}
/// Returns a node at the specified depth and index value.
///
/// # Errors
/// Returns an error if:
/// * The specified depth is greater than the depth of the tree.
/// * The specified index is not valid for the specified depth.
pub fn get_node(&self, index: NodeIndex) -> Result<RpoDigest, MerkleError> {
if index.is_root() {
return Err(MerkleError::DepthTooSmall(index.depth()));
} else if index.depth() > self.depth() {
return Err(MerkleError::DepthTooBig(index.depth() as u64));
}
let pos = index.to_scalar_index() as usize;
Ok(self.nodes[pos])
}
/// Returns a Merkle path to the node at the specified depth and index value. The node itself
/// is not included in the path.
///
/// # Errors
/// Returns an error if:
/// * The specified depth is greater than the depth of the tree.
/// * The specified value is not valid for the specified depth.
pub fn get_path(&self, mut index: NodeIndex) -> Result<MerklePath, MerkleError> {
if index.is_root() {
return Err(MerkleError::DepthTooSmall(index.depth()));
} else if index.depth() > self.depth() {
return Err(MerkleError::DepthTooBig(index.depth() as u64));
}
// TODO should we create a helper in `NodeIndex` that will encapsulate traversal to root so
// we always use inlined `for` instead of `while`? the reason to use `for` is because its
// easier for the compiler to vectorize.
let mut path = Vec::with_capacity(index.depth() as usize);
for _ in 0..index.depth() {
let sibling = index.sibling().to_scalar_index() as usize;
path.push(self.nodes[sibling]);
index.move_up();
}
debug_assert!(index.is_root(), "the path walk must go all the way to the root");
Ok(path.into())
}
// ITERATORS
// --------------------------------------------------------------------------------------------
/// Returns an iterator over the leaves of this [MerkleTree].
pub fn leaves(&self) -> impl Iterator<Item = (u64, &Word)> {
let leaves_start = self.nodes.len() / 2;
self.nodes
.iter()
.skip(leaves_start)
.enumerate()
.map(|(i, v)| (i as u64, v.deref()))
}
/// Returns n iterator over every inner node of this [MerkleTree].
///
/// The iterator order is unspecified.
pub fn inner_nodes(&self) -> InnerNodeIterator {
InnerNodeIterator {
nodes: &self.nodes,
index: 1, // index 0 is just padding, start at 1
}
}
// STATE MUTATORS
// --------------------------------------------------------------------------------------------
/// Replaces the leaf at the specified index with the provided value.
///
/// # Errors
/// Returns an error if the specified index value is not a valid leaf value for this tree.
pub fn update_leaf<'a>(&'a mut self, index_value: u64, value: Word) -> Result<(), MerkleError> {
let mut index = NodeIndex::new(self.depth(), index_value)?;
// we don't need to copy the pairs into a new address as we are logically guaranteed to not
// overlap write instructions. however, it's important to bind the lifetime of pairs to
// `self.nodes` so the compiler will never move one without moving the other.
debug_assert_eq!(self.nodes.len() & 1, 0);
let n = self.nodes.len() / 2;
// Safety: the length of nodes is guaranteed to contain pairs of words; hence, pairs of
// digests. we explicitly bind the lifetime here so we add an extra layer of guarantee that
// `self.nodes` will be moved only if `pairs` is moved as well. also, the algorithm is
// logically guaranteed to not overlap write positions as the write index is always half
// the index from which we read the digest input.
let ptr = self.nodes.as_ptr() as *const [RpoDigest; 2];
let pairs: &'a [[RpoDigest; 2]] = unsafe { slice::from_raw_parts(ptr, n) };
// update the current node
let pos = index.to_scalar_index() as usize;
self.nodes[pos] = value.into();
// traverse to the root, updating each node with the merged values of its parents
for _ in 0..index.depth() {
index.move_up();
let pos = index.to_scalar_index() as usize;
let value = Rpo256::merge(&pairs[pos]);
self.nodes[pos] = value;
}
Ok(())
}
}
// CONVERSIONS
// ================================================================================================
impl TryFrom<&[Word]> for MerkleTree {
type Error = MerkleError;
fn try_from(value: &[Word]) -> Result<Self, Self::Error> {
MerkleTree::new(value)
}
}
impl TryFrom<&[RpoDigest]> for MerkleTree {
type Error = MerkleError;
fn try_from(value: &[RpoDigest]) -> Result<Self, Self::Error> {
let value: Vec<Word> = value.iter().map(|v| *v.deref()).collect();
MerkleTree::new(value)
}
}
// ITERATORS
// ================================================================================================
/// An iterator over every inner node of the [MerkleTree].
///
/// Use this to extract the data of the tree, there is no guarantee on the order of the elements.
pub struct InnerNodeIterator<'a> {
nodes: &'a Vec<RpoDigest>,
index: usize,
}
impl<'a> Iterator for InnerNodeIterator<'a> {
type Item = InnerNodeInfo;
fn next(&mut self) -> Option<Self::Item> {
if self.index < self.nodes.len() / 2 {
let value = self.index;
let left = self.index * 2;
let right = left + 1;
self.index += 1;
Some(InnerNodeInfo {
value: self.nodes[value],
left: self.nodes[left],
right: self.nodes[right],
})
} else {
None
}
}
}
// UTILITY FUNCTIONS
// ================================================================================================
/// Utility to visualize a [MerkleTree] in text.
pub fn tree_to_text(tree: &MerkleTree) -> Result<String, fmt::Error> {
let indent = " ";
let mut s = String::new();
s.push_str(&word_to_hex(&tree.root())?);
s.push('\n');
for d in 1..=tree.depth() {
let entries = 2u64.pow(d.into());
for i in 0..entries {
let index = NodeIndex::new(d, i).expect("The index must always be valid");
let node = tree.get_node(index).expect("The node must always be found");
for _ in 0..d {
s.push_str(indent);
}
s.push_str(&word_to_hex(&node)?);
s.push('\n');
}
}
Ok(s)
}
/// Utility to visualize a [MerklePath] in text.
pub fn path_to_text(path: &MerklePath) -> Result<String, fmt::Error> {
let mut s = String::new();
s.push('[');
for el in path.iter() {
s.push_str(&word_to_hex(el)?);
s.push_str(", ");
}
// remove the last ", "
if path.len() != 0 {
s.pop();
s.pop();
}
s.push(']');
Ok(s)
}
// TESTS
// ================================================================================================
#[cfg(test)]
mod tests {
use core::mem::size_of;
use proptest::prelude::*;
use super::*;
use crate::{
merkle::{digests_to_words, int_to_leaf, int_to_node},
Felt, WORD_SIZE,
};
const LEAVES4: [RpoDigest; WORD_SIZE] =
[int_to_node(1), int_to_node(2), int_to_node(3), int_to_node(4)];
const LEAVES8: [RpoDigest; 8] = [
int_to_node(1),
int_to_node(2),
int_to_node(3),
int_to_node(4),
int_to_node(5),
int_to_node(6),
int_to_node(7),
int_to_node(8),
];
#[test]
fn build_merkle_tree() {
let tree = super::MerkleTree::new(digests_to_words(&LEAVES4)).unwrap();
assert_eq!(8, tree.nodes.len());
// leaves were copied correctly
for (a, b) in tree.nodes.iter().skip(4).zip(LEAVES4.iter()) {
assert_eq!(a, b);
}
let (root, node2, node3) = compute_internal_nodes();
assert_eq!(root, tree.nodes[1]);
assert_eq!(node2, tree.nodes[2]);
assert_eq!(node3, tree.nodes[3]);
assert_eq!(root, tree.root());
}
#[test]
fn get_leaf() {
let tree = super::MerkleTree::new(digests_to_words(&LEAVES4)).unwrap();
// check depth 2
assert_eq!(LEAVES4[0], tree.get_node(NodeIndex::make(2, 0)).unwrap());
assert_eq!(LEAVES4[1], tree.get_node(NodeIndex::make(2, 1)).unwrap());
assert_eq!(LEAVES4[2], tree.get_node(NodeIndex::make(2, 2)).unwrap());
assert_eq!(LEAVES4[3], tree.get_node(NodeIndex::make(2, 3)).unwrap());
// check depth 1
let (_, node2, node3) = compute_internal_nodes();
assert_eq!(node2, tree.get_node(NodeIndex::make(1, 0)).unwrap());
assert_eq!(node3, tree.get_node(NodeIndex::make(1, 1)).unwrap());
}
#[test]
fn get_path() {
let tree = super::MerkleTree::new(digests_to_words(&LEAVES4)).unwrap();
let (_, node2, node3) = compute_internal_nodes();
// check depth 2
assert_eq!(vec![LEAVES4[1], node3], *tree.get_path(NodeIndex::make(2, 0)).unwrap());
assert_eq!(vec![LEAVES4[0], node3], *tree.get_path(NodeIndex::make(2, 1)).unwrap());
assert_eq!(vec![LEAVES4[3], node2], *tree.get_path(NodeIndex::make(2, 2)).unwrap());
assert_eq!(vec![LEAVES4[2], node2], *tree.get_path(NodeIndex::make(2, 3)).unwrap());
// check depth 1
assert_eq!(vec![node3], *tree.get_path(NodeIndex::make(1, 0)).unwrap());
assert_eq!(vec![node2], *tree.get_path(NodeIndex::make(1, 1)).unwrap());
}
#[test]
fn update_leaf() {
let mut tree = super::MerkleTree::new(digests_to_words(&LEAVES8)).unwrap();
// update one leaf
let value = 3;
let new_node = int_to_leaf(9);
let mut expected_leaves = digests_to_words(&LEAVES8);
expected_leaves[value as usize] = new_node;
let expected_tree = super::MerkleTree::new(expected_leaves.clone()).unwrap();
tree.update_leaf(value, new_node).unwrap();
assert_eq!(expected_tree.nodes, tree.nodes);
// update another leaf
let value = 6;
let new_node = int_to_leaf(10);
expected_leaves[value as usize] = new_node;
let expected_tree = super::MerkleTree::new(expected_leaves.clone()).unwrap();
tree.update_leaf(value, new_node).unwrap();
assert_eq!(expected_tree.nodes, tree.nodes);
}
#[test]
fn nodes() -> Result<(), MerkleError> {
let tree = super::MerkleTree::new(digests_to_words(&LEAVES4)).unwrap();
let root = tree.root();
let l1n0 = tree.get_node(NodeIndex::make(1, 0))?;
let l1n1 = tree.get_node(NodeIndex::make(1, 1))?;
let l2n0 = tree.get_node(NodeIndex::make(2, 0))?;
let l2n1 = tree.get_node(NodeIndex::make(2, 1))?;
let l2n2 = tree.get_node(NodeIndex::make(2, 2))?;
let l2n3 = tree.get_node(NodeIndex::make(2, 3))?;
let nodes: Vec<InnerNodeInfo> = tree.inner_nodes().collect();
let expected = vec![
InnerNodeInfo { value: root, left: l1n0, right: l1n1 },
InnerNodeInfo { value: l1n0, left: l2n0, right: l2n1 },
InnerNodeInfo { value: l1n1, left: l2n2, right: l2n3 },
];
assert_eq!(nodes, expected);
Ok(())
}
proptest! {
#[test]
fn arbitrary_word_can_be_represented_as_digest(
a in prop::num::u64::ANY,
b in prop::num::u64::ANY,
c in prop::num::u64::ANY,
d in prop::num::u64::ANY,
) {
// this test will assert the memory equivalence between word and digest.
// it is used to safeguard the `[MerkleTee::update_leaf]` implementation
// that assumes this equivalence.
// build a word and copy it to another address as digest
let word = [Felt::new(a), Felt::new(b), Felt::new(c), Felt::new(d)];
let digest = RpoDigest::from(word);
// assert the addresses are different
let word_ptr = word.as_ptr() as *const u8;
let digest_ptr = digest.as_ptr() as *const u8;
assert_ne!(word_ptr, digest_ptr);
// compare the bytes representation
let word_bytes = unsafe { slice::from_raw_parts(word_ptr, size_of::<Word>()) };
let digest_bytes = unsafe { slice::from_raw_parts(digest_ptr, size_of::<RpoDigest>()) };
assert_eq!(word_bytes, digest_bytes);
}
}
// HELPER FUNCTIONS
// --------------------------------------------------------------------------------------------
fn compute_internal_nodes() -> (RpoDigest, RpoDigest, RpoDigest) {
let node2 =
Rpo256::hash_elements(&[Word::from(LEAVES4[0]), Word::from(LEAVES4[1])].concat());
let node3 =
Rpo256::hash_elements(&[Word::from(LEAVES4[2]), Word::from(LEAVES4[3])].concat());
let root = Rpo256::merge(&[node2, node3]);
(root, node2, node3)
}
}