Skip to content
/ sec-api-python Public
forked from janlukasschroeder/sec-api-python

Python SEC EDGAR Filings API. Over 18 million filings, all 150 filing types supported. Query, full-text search and real-time stream API. Convert XBRL-to-JSON and access standardized financial statements from 10-K and 10-Q filings.

sec-api.io

License

MIT license
0 stars 24 forks Branches Tags Activity
Star
Notifications You must be signed in to change notification settings

w8741906/sec-api-python

BranchesTags
 
 

Folders and files

NameName
Last commit message
Last commit date

Latest commit

 

History

20 Commits
sec_api
sec_api
 
 
.gitignore
.gitignore
 
 
LICENSE
LICENSE
 
 
README.md
README.md
 
 
examples.py
examples.py
 
 
setup.cfg
setup.cfg
 
 
setup.py
setup.py
 
 

Repository files navigation

SEC API - A SEC.gov EDGAR Filings Query & Real-Time Stream API

sec-api is a Python package for querying the entire SEC filings corpus in real-time without the need to download filings. It includes:

Data Coverage

  • All +18 million SEC EDGAR filings dating back to 1993 - 650,000 gigabyte of filings data.
  • All +150 filing types are supported, eg 10-Q, 10-K, 4, 8-K, 13-F, S-1, 424B4 and many more. See the list of supported form types here.
  • Newly published filings are accessible in real-time
  • XBRL-to-JSON converter and parser API. Extract standardized financial statements from any 10-K and 10-Q filing.
  • 13F holdings API included. Monitor all institutional ownerships in real-time.
  • Every filing is mapped to a CIK and ticker
  • All filings in JSON - no XBRL/XML

Data source: sec.gov

Overview

  • The query API gives access to all over 18 million SEC Edgar filings of over 8000 publicly listed companies, ETFs, hedge funds, mutual funds, and investors dating back to 1993.
  • Connect to the real-time stream API to receive new filings as soon as they are published on SEC EDGAR
  • The full-text search API allows you to search the full text of all filings submitted since 2001. The full text of a filing includes all data in the filing itself as well as all attachments (such as exhibits) to the filing.
  • Free API key available on sec-api.io

See the official documentation for more: sec-api.io/docs

Installation

pip install sec-api

Get your free API key on sec-api.io and replace YOUR_API_KEY with it.

SEC EDGAR Filings Query API

The query API allows you to search and filter all 18 million filings published on SEC EDGAR.

The example below retrieves all 10-Q filings filed by TSLA in 2020.

from sec_api import QueryApi

queryApi = QueryApi(api_key="YOUR_API_KEY")

query = {
  "query": { "query_string": { 
      "query": "ticker:TSLA AND filedAt:{2020-01-01 TO 2020-12-31} AND formType:\"10-Q\"" 
    } },
  "from": "0",
  "size": "10",
  "sort": [{ "filedAt": { "order": "desc" } }]
}

filings = queryApi.get_filings(query)

print(filings)

Fetch most recent 8-Ks with item 9.01

query = {
  "query": { "query_string": { 
      "query": "formType:\"8-K\" AND description:\"9.01\""
    } },
  "from": "0",
  "size": "10",
  "sort": [{ "filedAt": { "order": "desc" } }]
}

filings = queryApi.get_filings(query)

13F Institutional Investor Database

Fetch most recent 13F filings that hold Tesla

query = {
  "query": { "query_string": { 
      "query": "formType:\"13F\" AND holdings.cusip:88160R101"
    } },
  "from": "0",
  "size": "10",
  "sort": [{ "filedAt": { "order": "desc" } }]
}

filings = queryApi.get_filings(query)

See the documentation for more details: https://sec-api.io/docs/query-api

SEC EDGAR Filings Real-Time Stream API

The stream API provides a live stream (aka feed) of newly published filings on SEC EDGAR. A new filing is sent to your connected client as soon as its published.

Install the socketio client:

pip install python-engineio==3.14.2 python-socketio[client]==4.6.0

Run the example script below. Get your free API key on sec-api.io and replace YOUR_API_KEY with it.

import socketio

sio = socketio.Client()

@sio.on("connect", namespace="/all-filings")
def on_connect():
    print("Connected to https://api.sec-api.io:3334/all-filings")

@sio.on("filing", namespace="/all-filings")
def on_filings(filing):
    print(filing)

sio.connect("https://api.sec-api.io:3334?apiKey=YOUR_API_KEY", namespaces=["/all-filings"], transports=["websocket"])
sio.wait()

Full-Text Search API

Full-text search allows you to search the full text of all EDGAR filings submitted since 2001. The full text of a filing includes all data in the filing itself as well as all attachments (such as exhibits) to the filing.

The example below returns all 8-K and 10-Q filings and their exhibits, filed between 01-01-2021 and 14-06-2021, that include the exact phrase "LPCN 1154".

from sec_api import FullTextSearchApi

fullTextSearchApi = FullTextSearchApi(api_key="YOUR_API_KEY")

query = {
  "query": '"LPCN 1154"',
  "formTypes": ['8-K', '10-Q'],
  "startDate": '2021-01-01',
  "endDate": '2021-06-14',
}

filings = fullTextSearchApi.get_filings(query)

print(filings)

See the documentation for more details: https://sec-api.io/docs/full-text-search-api

XBRL-To-JSON Converter API

Parse and standardize any XBRL and convert it to JSON or pandas dataframes. Extract financial statements and meta data from 10-K and 10-Q filings.

The entire US GAAP taxonomy is fully supported. All XBRL items are fully converted into JSON, including us-gaap, dei and custom items. XBRL facts are automatically mapped to their respective context including period instants and date ranges.

All financial statements are accessible and standardized:

  • StatementsOfIncome
  • StatementsOfIncomeParenthetical
  • StatementsOfComprehensiveIncome
  • StatementsOfComprehensiveIncomeParenthetical
  • BalanceSheets
  • BalanceSheetsParenthetical
  • StatementsOfCashFlows
  • StatementsOfCashFlowsParenthetical
  • StatementsOfShareholdersEquity
  • StatementsOfShareholdersEquityParenthetical

Variants such as ConsolidatedStatementsofOperations or ConsolidatedStatementsOfLossIncome are automatically standardized to their root name, e.g. StatementsOfIncome.

Income Statement - Example Item

{
  "StatementsOfIncome": {
    "RevenueFromContractWithCustomerExcludingAssessedTax": [
      {
        "decimals": "-6",
        "unitRef": "usd",
        "period": {
          "startDate": "2019-09-29",
          "endDate": "2020-09-26"
        },
        "value": "274515000000"
      },
      {
        "decimals": "-6",
        "unitRef": "usd",
        "period": {
          "startDate": "2018-09-30",
          "endDate": "2019-09-28"
        },
        "value": "260174000000"
      }
    ]
  }
}

Usage

There are 3 ways to convert XBRL to JSON:

from sec_api import XbrlApi

xbrlApi = XbrlApi("YOUR_API_KEY")

# 10-K HTM File URL example
xbrl_json = xbrlApi.xbrl_to_json(
    htm_url="https://www.sec.gov/Archives/edgar/data/320193/000032019320000096/aapl-20200926.htm"
)

# access income statement, balance sheet and cash flow statement
print(xbrl_json["StatementsOfIncome"])
print(xbrl_json["BalanceSheets"])
print(xbrl_json["StatementsOfCashFlows"])

# 10-K XBRL File URL example
xbrl_json = xbrlApi.xbrl_to_json(
    xbrl_url="https://www.sec.gov/Archives/edgar/data/1318605/000156459021004599/tsla-10k_20201231_htm.xml"
)

# 10-K accession number example
xbrl_json = xbrlApi.xbrl_to_json(accession_no="0001564590-21-004599")

Example Response

Note: response is shortened.

{
 "CoverPage": {
  "DocumentPeriodEndDate": "2020-09-26",
  "EntityRegistrantName": "Apple Inc.",
  "EntityIncorporationStateCountryCode": "CA",
  "EntityTaxIdentificationNumber": "94-2404110",
  "EntityAddressAddressLine1": "One Apple Park Way",
  "EntityAddressCityOrTown": "Cupertino",
  "EntityAddressStateOrProvince": "CA",
  "EntityAddressPostalZipCode": "95014",
  "CityAreaCode": "408",
  "LocalPhoneNumber": "996-1010",
  "TradingSymbol": "AAPL",
  "EntityPublicFloat": {
   "decimals": "-6",
   "unitRef": "usd",
   "period": {
    "instant": "2020-03-27"
   },
   "value": "1070633000000"
  },
  "EntityCommonStockSharesOutstanding": {
   "decimals": "-3",
   "unitRef": "shares",
   "period": {
    "instant": "2020-10-16"
   },
   "value": "17001802000"
  },
  "DocumentFiscalPeriodFocus": "FY",
  "CurrentFiscalYearEndDate": "--09-26"
 },
 "StatementsOfIncome": {
  "RevenueFromContractWithCustomerExcludingAssessedTax": [
   {
    "decimals": "-6",
    "unitRef": "usd",
    "period": {
     "startDate": "2019-09-29",
     "endDate": "2020-09-26"
    },
    "segment": {
     "dimension": "srt:ProductOrServiceAxis",
     "value": "us-gaap:ProductMember"
    },
    "value": "220747000000"
   },
   {
    "decimals": "-6",
    "unitRef": "usd",
    "period": {
     "startDate": "2018-09-30",
     "endDate": "2019-09-28"
    },
    "segment": {
     "dimension": "srt:ProductOrServiceAxis",
     "value": "us-gaap:ProductMember"
    },
    "value": "213883000000"
   }
  ]
 },
 "BalanceSheets": {
  "CashAndCashEquivalentsAtCarryingValue": [
   {
    "decimals": "-6",
    "unitRef": "usd",
    "period": {
     "instant": "2020-09-26"
    },
    "value": "38016000000"
   },
   {
    "decimals": "-6",
    "unitRef": "usd",
    "period": {
     "instant": "2019-09-28"
    },
    "value": "48844000000"
   },
   {
    "decimals": "-6",
    "unitRef": "usd",
    "period": {
     "instant": "2020-09-26"
    },
    "segment": {
     "dimension": "us-gaap:FinancialInstrumentAxis",
     "value": "us-gaap:CashMember"
    },
    "value": "17773000000"
   }
  ]
 }
}

See the documentation for more details: https://sec-api.io/docs/xbrl-to-json-converter-api

10-K/10-Q/8-K Section Extractor API

The Extractor API returns individual sections from 10-Q, 10-K and 8-K filings. The extracted section is cleaned and standardized - in raw text or in standardized HTML. You can programmatically extract one or multiple sections from any 10-Q, 10-K and 8-K filing.

All 10-K sections can be extracted:

  • 1 - Business
  • 1A - Risk Factors
  • 1B - Unresolved Staff Comments
  • 2 - Properties
  • 3 - Legal Proceedings
  • 4 - Mine Safety Disclosures
  • 5 - Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
  • 6 - Selected Financial Data (prior to February 2021)
  • 7 - Management’s Discussion and Analysis of Financial Condition and Results of Operations
  • 7A - Quantitative and Qualitative Disclosures about Market Risk
  • 8 - Financial Statements and Supplementary Data
  • 9 - Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
  • 9A - Controls and Procedures
  • 9B - Other Information
  • 10 - Directors, Executive Officers and Corporate Governance
  • 11 - Executive Compensation
  • 12 - Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
  • 13 - Certain Relationships and Related Transactions, and Director Independence
  • 14 - Principal Accountant Fees and Services

All 10-Q sections can be extracted:

Part 1:

  • 1 - Financial Statements
  • 2 - Management’s Discussion and Analysis of Financial Condition and Results of Operations
  • 3 - Quantitative and Qualitative Disclosures About Market Risk
  • 4 - Controls and Procedures

Part 2:

  • 1 - Legal Proceedings
  • 1A - Risk Factors
  • 2 -Unregistered Sales of Equity Securities and Use of Proceeds
  • 3 - Defaults Upon Senior Securities
  • 4 - Mine Safety Disclosures
  • 5 - Other Information
  • 6 - Exhibits

All 8-K sections can be extracted:

  • 1.01: Entry into a Material Definitive Agreement
  • 1.02: Termination of a Material Definitive Agreement
  • 1.03: Bankruptcy or Receivership
  • 1.04: Mine Safety - Reporting of Shutdowns and Patterns of Violations
  • 2.01: Completion of Acquisition or Disposition of Assets
  • 2.02: Results of Operations and Financial Condition
  • 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
  • 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
  • 2.05: Cost Associated with Exit or Disposal Activities
  • 2.06: Material Impairments
  • 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
  • 3.02: Unregistered Sales of Equity Securities
  • 3.03: Material Modifications to Rights of Security Holders
  • 4.01: Changes in Registrant's Certifying Accountant
  • 4.02: Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
  • 5.01: Changes in Control of Registrant
  • 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
  • 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
  • 5.04: Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
  • 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
  • 5.06: Change in Shell Company Status
  • 5.07: Submission of Matters to a Vote of Security Holders
  • 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
  • 6.01: ABS Informational and Computational Material
  • 6.02: Change of Servicer or Trustee
  • 6.03: Change in Credit Enhancement or Other External Support
  • 6.04: Failure to Make a Required Distribution
  • 6.04: Failure to Make a Required Distribution
  • 6.04: Failure to Make a Required Distribution
  • 6.05: Securities Act Updating Disclosure
  • 6.06: Static Pool
  • 6.10: Alternative Filings of Asset-Backed Issuers
  • 7.01: Regulation FD Disclosure
  • 8.01: Other Events
  • 9.01: Financial Statements and Exhibits
  • Signature

Usage

from sec_api import ExtractorApi

extractorApi = ExtractorApi("YOUR_API_KEY")

#
# 10-K example
#
# Tesla 10-K filing
filing_url_10k = "https://www.sec.gov/Archives/edgar/data/1318605/000156459021004599/tsla-10k_20201231.htm"

# get the standardized and cleaned text of section 1A "Risk Factors"
section_text = extractorApi.get_section(filing_url_10k, "1A", "text")

# get the original HTML of section 7 "Management’s Discussion and Analysis of Financial Condition and Results of Operations"
section_html = extractorApi.get_section(filing_url_10k, "7", "html")

#
# 10-Q example
#
# Tesla 10-Q filing
filing_url_10q = "https://www.sec.gov/Archives/edgar/data/1318605/000095017022006034/tsla-20220331.htm"

# extract section 1A "Risk Factors" in part 2 as cleaned text
extracted_section_10q = extractorApi.get_section(filing_url_10q, "part2item1a", "text")

#
# 8-K example
#
filing_url_8k = "https://www.sec.gov/Archives/edgar/data/66600/000149315222016468/form8-k.htm"

# extract section 1.01 "Entry into Material Definitive Agreement" as cleaned text
extracted_section_8k = extractorApi.get_section(filing_url_8k, "1-1", "text")

See the documentation for more details: https://sec-api.io/docs/sec-filings-item-extraction-api

Filing Render & Download API

Used to download any filing or exhibit. You can process the downloaded filing in memory or save the filing to your hard drive.

from sec_api import RenderApi

renderApi = RenderApi(api_key="YOUR_API_KEY")

url = "https://www.sec.gov/Archives/edgar/data/1662684/000110465921082303/tm2119986d1_8k.htm"

filing = renderApi.get_filing(url)

print(filing)

See the documentation for more details: https://sec-api.io/docs/sec-filings-render-api

CUSIP/CIK/Ticker Mapping API

Resolve a CUSIP, CIK, ticker symbol or company name to a set of standardized company details. Listing companies by exchange, sector and industry is also supported.

Map any of the following parameters to company details:

  • CUSIP
  • CIK
  • Ticker
  • Company name
  • Exchange
  • Sector
  • Industry

The function returns an array of all matching companies in JSON format. For example, a look up of the ticker IBM returns multiple matches including IBMD and IBME.

A company object includes the following properties:

  • name (string) - the name of the company, e.g. Tesla Inc
  • ticker (string) - the ticker symbol of the company.
  • cik (string) - the CIK of the company. Trailing zeros are removed.
  • cusip (string) - one or multiple CUSIPs linked to the company. Multiple CUSIPs are delimited by space, e.g. "054748108 92931L302 92931L401"
  • exchange (string) - the main exchange the company is listed on, e.g. NASDAQ
  • isDelisted (boolean) - true if the company is no longer listed, false otherwise.
  • category (string) - the security category, e.g. "Domestic Common Stock"
  • sector (string) - the sector of the company, e.g. "Consumer Cyclical"
  • industry (string) - the industry of the company, e.g. "Auto Manufacturers"
  • sic (string) - four-digit SIC code, e.g. "3711"
  • sicSector (string) - SIC sector name of the company, e.g. "Manufacturing"
  • sicIndustry (string) - SIC industry name of the company, e.g. "Motor Vehicles & Passenger Car Bodies"
  • currency (string) - operating currency of the company, e.g. "USD"
  • location (string) - location of the company's headquarters
  • id (string) - unique internal ID of the company, e.g. "e27d6e9606f216c569e46abf407685f3"

Response type: JSON

Usage

from sec_api import MappingApi

mappingApi = MappingApi(api_key="YOUR_API_KEY")

result1 = mappingApi.resolve("ticker", "TSLA")
result2 = mappingApi.resolve("cik", "1318605")
result3 = mappingApi.resolve("cusip", "88160R101")
result4 = mappingApi.resolve("exchange", "NASDAQ")

Response Example

[
    {
        "name": "Tesla Inc",
        "ticker": "TSLA",
        "cik": "1318605",
        "cusip": "88160R101",
        "exchange": "NASDAQ",
        "isDelisted": false,
        "category": "Domestic Common Stock",
        "sector": "Consumer Cyclical",
        "industry": "Auto Manufacturers",
        "sic": "3711",
        "sicSector": "Manufacturing",
        "sicIndustry": "Motor Vehicles & Passenger Car Bodies",
        "famaSector": "",
        "famaIndustry": "Automobiles and Trucks",
        "currency": "USD",
        "location": "California; U.S.A",
        "id": "e27d6e9606f216c569e46abf407685f3"
    }
]

See the documentation for more details: https://sec-api.io/docs/mapping-api

Executive Compensation Data API

The API provides standardized compensation data of all key executives as reported in SEC filing DEF 14A. The dataset is updated in real-time.

You can search compensation data by 13 parameters, such as company ticker, executive name & position, annual salary, option awards and more.

from sec_api import ExecCompApi

execCompApi = ExecCompApi("YOUR_API_KEY")

# Get data by ticker
result_ticker = execCompApi.get_data("TSLA")

# Get data by CIK
result_cik = execCompApi.get_data("789019")

# List all exec compensations of CIK 70858 for year 2020 and 2019
# Sort result by year first, by name second
query = {
    "query": {"query_string": {"query": "cik:70858 AND (year:2020 OR year:2019)"}},
    "from": "0",
    "size": "200",
    "sort": [{"year": {"order": "desc"}}, {"name.keyword": {"order": "asc"}}],
}
result_query = execCompApi.get_data(query)

Response Example

[
    {
        "id": "8e9177e3bcdb30ada8d092c195bd9d63",
        "cik": "1318605",
        "ticker": "TSLA",
        "name": "Andrew Baglino",
        "position": "SVP, Powertrain and Energy Engineering",
        "year": 2020,
        "salary": 283269,
        "bonus": 0,
        "stockAwards": 0,
        "optionAwards": 46261354,
        "nonEquityIncentiveCompensation": 0,
        "changeInPensionValueAndDeferredEarnings": 0,
        "otherCompensation": 0,
        "total": 46544623
    }
    // and many more
]

See the documentation for more details: https://sec-api.io/docs/executive-compensation-api

Insider Trading Data API

The Insider Trading Data API allows you to search and list all insider buy and sell transactions of all publicly listed companies on US stock exchanges. Insider activities of company directors, officers, 10% owners and other executives are fully searchable. The insider trading database includes information about the CIK and name of the insider, her/his relationship to the company, the number of shares and securities purchased or sold, the purchase or selling price, the date of the transaction, the amount of securities held before and after the transaction occured, any footnotes such as the effect of Rule 10b-18 or 10b5-1 stock purchase plans and more. The full list of all data points is available below.

from sec_api import InsiderTradingApi

insiderTradingApi = InsiderTradingApi("YOUR_API_KEY")

insider_trades = insiderTradingApi.get_data({
  "query": {"query_string": {"query": "issuer.tradingSymbol:TSLA"}}
})

print(insider_trades["transactions"])

See the documentation for more details: https://sec-api.io/docs/insider-ownership-trading-api

Response Example

[
    {
        "accessionNo": "0000899243-22-028189",
        "filedAt": "2022-08-09T21:23:00-04:00",
        "documentType": "4",
        "periodOfReport": "2022-08-09",
        "issuer": {"cik": "1318605", "name": "Tesla, Inc.", "tradingSymbol": "TSLA"},
        "reportingOwner": {
            "cik": "1494730",
            "name": "Musk Elon",
            "address": {
                "street1": "C/O TESLA, INC.",
                "street2": "1 TESLA ROAD",
                "city": "AUSTIN",
                "state": "TX",
                "zipCode": "78725"
            },
            "relationship": {
                "isDirector": true,
                "isOfficer": true,
                "officerTitle": "CEO",
                "isTenPercentOwner": true,
                "isOther": false
            }
        },
        "nonDerivativeTable": {
            "transactions": [
                {
                    "securityTitle": "Common Stock",
                    "transactionDate": "2022-08-09",
                    "coding": {
                        "formType": "4",
                        "code": "S",
                        "equitySwapInvolved": false
                    },
                    "amounts": {
                        "shares": 435,
                        "pricePerShare": 872.469,
                        "pricePerShareFootnoteId": ["F1"],
                        "acquiredDisposedCode": "D"
                    }
                }
            ]
           // and many more
        }
    }
]

Form N-PORT API

Access and find standardized N-PORT SEC filings.

from sec_api import FormNportApi

nportApi = FormNportApi("YOUR_API_KEY")

response = nportApi.get_data(
    {
        "query": {"query_string": {"query": "fundInfo.totAssets:[100000000 TO *]"}},
        "from": "0",
        "size": "10",
        "sort": [{"filedAt": {"order": "desc"}}],
    }
)

print(response["filings"])

See the documentation for more details: https://sec-api.io/docs/n-port-data-api

Form D API

Search and find Form D offering filings by any filing property, e.g. total offering amount, offerings filed by hedge funds, type of securities offered and many more.

from sec_api import FormDApi

formDApi = FormDApi("YOUR_API_KEY")

response = formDApi.get_data(
    {
        "query": {
            "query_string": {
                "query": "offeringData.offeringSalesAmounts.totalOfferingAmount:[1000000 TO *]"
            }
        },
        "from": "0",
        "size": "10",
        "sort": [{"filedAt": {"order": "desc"}}],
    }
)

print(response["offerings"])

See the documentation for more details: https://sec-api.io/docs/form-d-xml-json-api

Form ADV API

Search the entire ADV filing database and find all ADV filings filed by firm advisers (SEC and state registered), individual advisers and firm brochures published in part 2 of ADV filings. The database comprises 41,000 ADV filings filed by advisory firms and 380,000 individual advisers and is updated daily. Search and find ADV filings by any filing property, such as CRD, assets under management, type of adviser (e.g. broker dealer) and more.

from sec_api import FormAdvApi

formAdvApi = FormAdvApi("YOUR_API_KEY")

response = formAdvApi.get_firms(
    {
        "query": {"query_string": {"query": "Info.FirmCrdNb:361"}},
        "from": "0",
        "size": "10",
        "sort": [{"Info.FirmCrdNb": {"order": "desc"}}],
    }
)

print(response["filings"])

response = formAdvApi.get_individuals(
    {
        "query": {"query_string": {"query": "CrntEmps.CrntEmp.orgPK:149777"}},
        "from": "0",
        "size": "10",
        "sort": [{"id": {"order": "desc"}}],
    }
)

print(response["filings"])

response = formAdvApi.get_brochures(149777)

print(response["brochures"])

See the documentation for more details: https://sec-api.io/docs/investment-adviser-and-adv-api

Query API Response Format

  • accessionNo (string) - Accession number of filing, e.g. 0000028917-20-000033
  • cik (string) - CIK of the filing issuer. Important: trailing 0 are removed.
  • ticker (string) - Ticker of company, e.g. AMOT. A ticker is not available when non-publicly traded companies report filings (e.g. form 4 reported by directors). Please contact us if you find filings that you think should have tickers (but don't).
  • companyName (string) - Name of company, e.g. Allied Motion Technologies Inc
  • companyNameLong (string) - Long version of company name including the filer type (Issuer, Filer, Reporting), e.g. ALLIED MOTION TECHNOLOGIES INC (0000046129) (Issuer)
  • formType (string) - sec.gov form type, e.g 10-K. See the list of supported form types here.
  • description (string) - Description of the form, e.g. Statement of changes in beneficial ownership of securities
  • linkToFilingDetails (string) - Link to HTML, XML or PDF version of the filing.
  • linkToTxt (string) - Link to the plain text version of the filing. This file can be multiple MBs large.
  • linkToHtml (string) - Link to index page of the filing listing all exhibits and the original HTML file.
  • linkToXbrl (string, optional) - Link to XBRL version of the filing (if available).
  • filedAt (string) - The date (format: YYYY-MM-DD HH:mm:SS TZ) the filing was filed, eg 2019-12-06T14:41:26-05:00.
  • periodOfReport (string, if reported) - Period of report, e.g. 2021-06-08
  • effectivenessDate (string, if reported) - Effectiveness date, e.g. 2021-06-08
  • id (string) - Unique ID of the filing.
  • entities (array) - A list of all entities referred to in the filing. The first item in the array always represents the filing issuer. Each array element is an object with the following keys:
    • companyName (string) - Company name of the entity, e.g. DILLARD'S, INC. (Issuer)
    • cik (string) - CIK of the entity. Trailing 0 are not removed here, e.g. 0000028917
    • irsNo (string, optional) - IRS number of the entity, e.g. 710388071
    • stateOfIncorporation (string, optional) - State of incorporation of entity, e.g. AR
    • fiscalYearEnd (string, optional) - Fiscal year end of the entity, e.g. 0201
    • sic (string, optional) - SIC of the entity, e.g. 5311 Retail-Department Stores
    • type (string, optional) - Type of the filing being filed. Same as formType, e.g. 4
    • act (string, optional) - The SEC act pursuant to which the filing was filed, e.g. 34
    • fileNo (string, optional) - Filer number of the entity, e.g. 001-06140
    • filmNo (string, optional) - Film number of the entity, e.g. 20575664
  • documentFormatFiles (array) - An array listing all primary files of the filing. The first item of the array is always the filing itself. The last item of the array is always the TXT version of the filing. All other items can represent exhibits, press releases, PDF documents, presentations, graphics, XML files, and more. An array item is represented as follows:
    • sequence (string, optional) - The sequence number of the filing, e.g. 1
    • description (string, optional) - Description of the file, e.g. EXHIBIT 31.1
    • documentUrl (string) - URL to the file on SEC.gov
    • type (string, optional) - Type of the file, e.g. EX-32.1, GRAPHIC or 10-Q
    • size (string, optional) - Size of the file, e.g. 6627216
  • dataFiles (array) - List of data files (filing attachments, exhibits, XBRL files) attached to the filing.
    • sequence (string) - Sequence number of the file, e.g. 6
    • description (string) - Description of the file, e.g. XBRL INSTANCE DOCUMENT
    • documentUrl (string) - URL to the file on SEC.gov
    • type (string, optional) - Type of the file, e.g. EX-101.INS, EX-101.DEF or EX-101.PRE
    • size (string, optional) - Size of the file, e.g. 6627216
  • seriesAndClassesContractsInformation (array) - List of series and classes/contracts information
    • series (string) - Series ID, e.g. S000001297
    • name (string) - Name of entity, e.g. PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS
    • classesContracts (array) - List of classes/contracts. Each list item has the following keys:
      • classContract (string) - Class/Contract ID, e.g. C000011787
      • name (string) - Name of class/contract entity, e.g. Class L
      • ticker (string) - Ticker class/contract entity, e.g. URTLX

13F Institutional Ownerships

13F filings report institutional ownerships. Each 13F filing has an attribute holdings (array). An array item in holdings represents one holding and has the following attributes:

  • nameOfIssuer (string) - Name of issuer, e.g. MICRON TECHNOLOGY INC
  • titleOfClass (string) - Title of class, e.g. COM
  • cusip (string) - CUSIP of security, e.g. 98850P109
  • value (integer) - Absolute holding value in $, e.g. 18000. Note: value doesn't have to be multiplied by 1000 anymore. It's done by our API automatically.
  • shrsOrPrnAmt (object)
    • sshPrnamt (integer) - Shares or PRN AMT, e.g. 345
    • sshPrnamtType (string) - Share/PRN type, e.g. "SH"
  • putCall (string, optional) - Put / Call, e.g. Put
  • investmentDiscretion (string) - Investment discretion, e.g. "SOLE"
  • otherManager (string, optional) - Other manager, e.g. 7
  • votingAuthority (object)
    • Sole (integer) - Sole, e.g. 345
    • Shared (integer) - Shared, e.g. 345
    • None (integer) - None, e.g. 345

Query API Example JSON Response

{
  "id": "79ad9e452ea42402df4fe55c636191d6",
  "accessionNo": "0001213900-21-032169",
  "cik": "1824149",
  "ticker": "JOFF",
  "companyName": "JOFF Fintech Acquisition Corp.",
  "companyNameLong": "JOFF Fintech Acquisition Corp. (Filer)",
  "formType": "10-Q",
  "description": "Form 10-Q - Quarterly report [Sections 13 or 15(d)]",
  "filedAt": "2021-06-11T17:25:44-04:00",
  "linkToTxt": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/0001213900-21-032169.txt",
  "linkToHtml": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/0001213900-21-032169-index.htm",
  "linkToXbrl": "",
  "linkToFilingDetails": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321_jofffintech.htm",
  "entities": [
    {
      "companyName": "JOFF Fintech Acquisition Corp. (Filer)",
      "cik": "1824149",
      "irsNo": "852863893",
      "stateOfIncorporation": "DE",
      "fiscalYearEnd": "1231",
      "type": "10-Q",
      "act": "34",
      "fileNo": "001-40005",
      "filmNo": "211012398",
      "sic": "6770 Blank Checks"
    }
  ],
  "documentFormatFiles": [
    {
      "sequence": "1",
      "description": "QUARTERLY REPORT",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321_jofffintech.htm",
      "type": "10-Q",
      "size": "274745"
    },
    {
      "sequence": "2",
      "description": "CERTIFICATION",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321ex31-1_jofffintech.htm",
      "type": "EX-31.1",
      "size": "12209"
    },
    {
      "sequence": "3",
      "description": "CERTIFICATION",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321ex31-2_jofffintech.htm",
      "type": "EX-31.2",
      "size": "12220"
    },
    {
      "sequence": "4",
      "description": "CERTIFICATION",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321ex32-1_jofffintech.htm",
      "type": "EX-32.1",
      "size": "4603"
    },
    {
      "sequence": "5",
      "description": "CERTIFICATION",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321ex32-2_jofffintech.htm",
      "type": "EX-32.2",
      "size": "4607"
    },
    {
      "sequence": " ",
      "description": "Complete submission text file",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/0001213900-21-032169.txt",
      "type": " ",
      "size": "2344339"
    }
  ],
  "dataFiles": [
    {
      "sequence": "6",
      "description": "XBRL INSTANCE FILE",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331.xml",
      "type": "EX-101.INS",
      "size": "248137"
    },
    {
      "sequence": "7",
      "description": "XBRL SCHEMA FILE",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331.xsd",
      "type": "EX-101.SCH",
      "size": "43550"
    },
    {
      "sequence": "8",
      "description": "XBRL CALCULATION FILE",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331_cal.xml",
      "type": "EX-101.CAL",
      "size": "21259"
    },
    {
      "sequence": "9",
      "description": "XBRL DEFINITION FILE",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331_def.xml",
      "type": "EX-101.DEF",
      "size": "182722"
    },
    {
      "sequence": "10",
      "description": "XBRL LABEL FILE",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331_lab.xml",
      "type": "EX-101.LAB",
      "size": "309660"
    },
    {
      "sequence": "11",
      "description": "XBRL PRESENTATION FILE",
      "documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331_pre.xml",
      "type": "EX-101.PRE",
      "size": "186873"
    }
  ],
  "seriesAndClassesContractsInformation": [],
  "periodOfReport": "2021-03-31",
  "effectivenessDate": "2021-03-31"
}

Contact

Let us know how we can improve the library or if you have any feature suggestions. We're happy to implement them.

support@sec-api.io

About

Python SEC EDGAR Filings API. Over 18 million filings, all 150 filing types supported. Query, full-text search and real-time stream API. Convert XBRL-to-JSON and access standardized financial statements from 10-K and 10-Q filings.

sec-api.io

Resources

Readme

License

MIT license
Activity

Stars

0 stars

Watchers

0 watching

Forks

0 forks
Report repository

Releases

No releases published

Packages

No packages published

Languages

  • Python 100.0%